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About Nasdaq PHLX Rules

Covers the By-Laws and Rules of Nasdaq PHLX.

Nasdaq PHLX Rules

Rules of the Exchange

 
Definitions
 
Dealings upon the Exchange
 
Allocation, SQT, RSQT, and Evaluation Rules
 
Regulation of Members and Member Organizations
 
Standards for Trading Securities Pursuant to Unlisted Trading Privileges
 
Membership
 
Arbitration
 
Disciplinary Rules
 
Transitional Rules Relating To Demutualization Of The Exchange
 
Regulatory Services Agreements
 
Affiliation and Ownership Restrictions
 
Additional Requirements for Securities Listed on the Exchange Issued by Nasdaq or its Affiliates
 
Consolidated Audit Trail Compliance

Options Rules

 
Rules Applicable to Trading of Options on Stocks, Exchange-Traded Fund Shares and Foreign Currencies
 
Rules Applicable to Trading of Options on Indices
 
Rules Applicable to Trading of Options on Treasury Securities

Nasdaq PSX Rules

 
Nasdaq PSX

Floor Procedures

 

Nasdaq PHLX LLC Pricing Schedule

Nasdaq PHLX LLC Rules

General Equity and Options Rules

General 1
 
General Provisions
General 2
 
Organization and Administration
General 3
 
Membership and Access
General 4
 
Regulation
General 5
 
Discipline
General 6
 
Arbitration

 

Options Rules

Options 1
 
Options Definitions
Options 2
 
Options Trading Rules
Options 3
 
Options Market Participants
Options 4
 
Options Listing Rules
Options 5
 
Options Trade Administration
Options 6
 
Order Protection and Locked and Cross Markets
Options 7
 
Consolidated Audit Trail
Options 8
 
Pricing Schedule
Options 9
 
Floor Trading

 

Equity Rules

Equity 1
 
Equity Definitions
Equity 2
 
Equity Trading Rules
Equity 3
 
Equity Market Participants
Equity 4
 
Equity Listing Rules
Equity 5
 
Order Audit Trail Services
Equity 6
 
Limit Up-Limit Down
Equity 7
 
Pricing Schedule
Equity 8
 
Uniform Practice Code
Equity 9
 
Supplementary Conduct Rules
Equity 10
 
Reserved
Equity 11
 
Reserved

Additional Information

Nasdaq PHLX Corporate Organization

Nasdaq PHLX LLC

Nasdaq, Inc.

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