NASDAQ PHLX
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About Nasdaq PHLX Rules

Covers the By-Laws and Rules of Nasdaq PHLX.

Nasdaq PHLX Rules

Nasdaq PSX Rules

 
Nasdaq PSX

Investigations, Sanctions and Code of Procedure

 
Investigations and Sanctions
 
Code of Procedure

Minor Rule Violations

Nasdaq PHLX LLC Rules

General Equity and Options Rules

 
General Provisions
 
Organization and Administration
 
Membership and Access
 
Regulation
General 5
 
Discipline
 
Arbitration
 
Consolidated Audit Trail Compliance
 
Connectivity
 
Regulation

 

Options Rules

 
General Provisions
 
Options Market Participants
Options 2A
 
Reserved
 
Options Trading Rules
 
Options Listing Rules
 
Options Index Rules
 
Options on Treasury Securities
 
Order Protection and Locked and Crossed Markets
 
Options Trade Administration
 
Closing Transactions
 
Exercises and Deliveries
 
Margins
 
Net Capital Requirements
 
Records, Reports and Audits
 
Pricing Schedule
 
Floor Trading
 
Business Conduct
 
Doing Business with the Public
 
Minor Rule Plan Violations

 

Equity Rules

Equity 1
 
Equity Definitions
Equity 2
 
Equity Market Participants
Equity 3
 
Equity Trading Rules
Equity 4
 
Limit Up-Limit Down
Equity 5
 
Order Audit Trail Services
Equity 6
 
Reserved
 
Pricing Schedule
Equity 8
 
Uniform Practice Code
Equity 9
 
Supplementary Conduct Rules
Equity 10
 
Reserved

Additional Information

Nasdaq PHLX Corporate Organization

Nasdaq PHLX LLC

Nasdaq, Inc.

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