Main  |  Rule Filings  |  Alerts  |  SEC Comments  |  SCCP  |  NFX  |  NASDAQ  |  BX  |  ISE  |  GEMX  |  MRX  |  Help  |  Search

About Nasdaq PHLX Rules

Covers the By-Laws and Rules of Nasdaq PHLX.

Nasdaq PHLX Rules

Rules of the Exchange

Dealings upon the Exchange
Allocation, SQT, RSQT, and Evaluation Rules
Regulation of Members and Member Organizations
Standards for Trading Securities Pursuant to Unlisted Trading Privileges
Disciplinary Rules
Transitional Rules Relating To Demutualization Of The Exchange
Regulatory Services Agreements
Affiliation and Ownership Restrictions
Additional Requirements for Securities Listed on the Exchange Issued by Nasdaq or its Affiliates
Consolidated Audit Trail Compliance

Options Rules

Rules Applicable to Trading of Options on Stocks, Exchange-Traded Fund Shares and Foreign Currencies
Rules Applicable to Trading of Options on Indices
Rules Applicable to Trading of Options on Treasury Securities

Nasdaq PSX Rules

Nasdaq PSX

Floor Procedures


Nasdaq PHLX LLC Pricing Schedule

Additional Information

Nasdaq PHLX Corporate Organization


Nasdaq, Inc.

  Copyright © 2017 Nasdaq, Inc. All rights reserved.    Back to Top | Print this Page